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IM Support at Environment and Climate Change Canada

6/17/2021

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Nicole Kapphahn

If there’s one thing to be said about completing a co-op work term during a pandemic, it’s that it’s certainly unique. That being said, I’ve been extremely lucky with my position as Information Management Support at Environment and Climate Change Canada, as it has been almost entirely remote with a brilliant group of people I’m able to digitally connect with. 

For the most part my work has been remote; organizing and cleaning up shared drives from my kitchen table. But when I first started my position I had to go into the office to work with physical records. This was due to a litigation hold. This was an unexpected addition to my work term, but litigation holds become priority number one once they’re put into place, so the first couple months of my time at ECCC were spent working on the hold before continuing onto my other work.  

A litigation hold (or legal hold) occurs when an organization is required to preserve records that may be relevant to a legal case. This applies to both physical and digital materials, and the organization may be directly involved in the case or may simply have relevant records. Oftentimes the records just need to be initially identified and held by the organization and may not actually have to be provided until a later date, if ever. But records identified as being under the legal hold must be kept safe. This means that any physical records must be identified and held separately from other records, so that they will not be modified or destroyed in the regular course of business. Digital records must be identified and held in much the same way, although metadata complicates the matter. Metadata is a vital (and vulnerable) part of the record, and as such digital documents that are under litigation hold can’t be deleted, moved, modified, or even opened – because even the act of opening the document changes the metadata and thus invalidates the authenticity and evidential value of the record.  

The particular litigation hold I was working on required that the materials be placed on hold and immediately provided, which meant that we had to move quickly to not only identify relevant digital and physical materials, but to also scan each physical document and provide it within the stated deadline. This meant my supervisor and I had to go into the office.  

Going into a government office right now is no mean feat, requiring multiple steps of approval. The first step was to apply through a government application, justifying why it was absolutely necessary that I had to be there in person. And before my application could even be approved I had to ensure that I had completed various training modules, including one on Covid-19 safety. Once I was approved for entry I had to do a self-check each day through the Covid-19 self-assessment app to ensure that I wasn’t exhibiting any symptoms and could safely and ethically go to the office. There was also a manual check-in system put in place by security; this was to ensure that everyone in the building was authorized to be there, and ensured that if there was a Covid-19 exposure that everyone present at the relevant time and location could be notified. 

There was something rather eerie about being in a completely empty office floor. A maximum number of people were allowed on each floor at a time, and (except for one notable day where a man rounded the corner and both of us jumped alarmingly high) for the most part it was just myself and my supervisor – and we were stationed at opposite ends of the floor, mainly communicating through Microsoft Teams as per usual. At the time we only had to wear masks if we left our work area or were in the presence of other people, so for most of the day I just had my mask at the ready, but didn’t have to wear it. Protocols have now changed, and if I were to go back I would have to wear a mask the entire time I was in the building, regardless of whether another person was even on the floor with me.  

I spent several days in the office going through boxes and boxes of paper documents, helping decide their relevance to the litigation hold and scanning every required page as quickly as possible. While it would have been possible to re-apply for entry into the office if necessary, we wanted to complete the in-person work as rapidly as possible to limit potential exposure. I have to admit, I enjoyed being in the office. Despite the perks of working from home, I found that I had missed the ritual of commuting to work, and quite enjoyed getting to see where I would have worked if times were different. I was one of the few new hires that was actually issued an ID card, and I even took a picture of my desk for posterity. What could have been! That being said, there was a sense of relief once I went back to working from home.  

I am very lucky and my co-op term has been extended an additional four months (in part so that I can play catch-up on the work that I was unable to complete due to the litigation hold), however there is virtually no likelihood I’ll be able to go back to the office again. The only justifiable reason I would have to re-enter the office would be to fulfill another surprise litigation hold (which everyone hopes against!) and even then, as cases fluctuate and protocols become stricter, the likelihood of my being approved to enter the building becomes more and more slim.  
​

This was my first time working in an information management capacity, and extenuating circumstances aside, it was fascinating. Being able to learn first-hand about the legal ramifications of proper (or improper) information management and seeing its practical application through the litigation hold was really eye-opening. More than anything it emphasized to me the literal evidential value of records (and the associated metadata) and the importance of preserving authenticity. Working on the hold made me appreciate the importance of proper information management even more than I had before.  
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BC Archives Library Barcoding Project

9/9/2020

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Grace Chen

From September 2019 to March 2020, my thoughts and dreams were full of catalogue records, spreadsheet data, stacks on stacks on stacks, and barcode stickers (stuck upon archival quality cardstock). The reason I had these stickers flitting in and out of my thoughts constantly was because the BC Archives, which is co-located with the Royal BC Museum in Victoria, BC, had just launched the Archives Library Barcoding Project, of which I was overlooking as part of my co-op work term during my UBC MLIS degree. The project was instated in compliance with the museum’s modernization strategy and coincides with the launch of the library’s new ILS, powered by Evergreen and part of the Sitka consortium. The goal? Barcode every item within the library and ensure that each item matches the correct record within the catalogue, improving collection accessibility greatly, and also providing a chance to upgrade the quality and uniformity of the catalogue records and data. At the same time, the project provided an opportunity to perform a thorough inventory of the collection and assess the collection’s health in terms of preservation.

This was a thriving time within the BC Archives Library; the daily operations of the Archives Library Barcoding Project meant a much higher amount of movement and action than the library was used to seeing, and the results were visibly obvious as more and more rows of books began showing the tell-tale signs of barcode completion: the aforementioned barcodes on cardstock were visible peeking neatly out the top of each volume, and BARCODING COMPLETE signs surrounded by happy faces and shooting star doodles.

The barcoding officially began in October 2019, and initial estimates of completion were based on vague estimates of how many items the library had that needed barcoding (including books, oversized materials, maps and atlases, microform, pamphlets and special collections materials); the amount of time it may take for the library’s team of motivated, barcode-spearing, book-loving volunteers to complete x amount of items; and the amount of volunteers the library could safely accommodate at any given time. Therefore, the initial estimate for the library’s 72,000 items (post-project update: this number nearly doubled) was tentatively set for around two years.

I am happy to report that the barcoding team, which consisted of near 30 excellent volunteers, flew through the shelves, making steady (and quick! And exciting!) progression through the entirety of the first floor of the library and was working through the second floor when work was put on hold with the rest of the pandemic-stricken world. Our last round of stats showed over 65% completion of the General Stacks (books) and 25% completion of the pamphlets, an outstanding statistic to finish my term off with.
 
Much of the work I was doing involved looking at, preparing, and cleaning the data within the catalogue records, which had their own problems after years of changing systems and changing staff. Immediately after the first week of volunteer action, we realized that the barcoding would progress far more efficiently if we incorporated a “pre-clean” of the shelves before sending volunteers in. This involved me getting to know the Dewey Decimal System very intimately while performing a shelf read of the rows; many adjustments to our catalogue records were needed in order for volunteers to be able to match up and barcode every book. For example, many of the books were multi-volume and required a unique barcode per volume; however, the catalogue records only showed a single holding for all the volumes. Therefore, each volume required an individual holding to be made in order to associate each physical volume with an individual barcode. Secondly, there were many instances where the library held multiple copies of a book, and similarly, the catalogue records did not reflect this multitude. The completion of the pre-clean stage meant that volunteers could barcode more, work with less disruption, and flag fewer problematic items.

While this shelf-reading seemed, at times, never-ending, the results were quite worthwhile. I came across many items that were not represented in the catalogue and therefore needed to either be freshly catalogued or its proper record needed to be found, which was the more common approach. It was often the case that there was a Dewey Decimal number-related mix-up. In some cases, the Dewey Decimal number on the book had been incorrectly written; this was easy to fix as a search for the book’s title often turned up the correct record and only required a new spine label to be affixed to the book. In other instances, the book carried the correct Dewey Decimal number, but the associated record did not. Again, a quick search for the book’s title and an adjustment to the record data could fix the problem easily. These mix-ups were the main reasons for books being marked missing in the catalogue; the book was physically not in the place the record said it was supposed to be. There was even an instance in which we discovered that multiple rows of books had been mistakenly shelved due to confusing the numeric zero for the uppercase letter ‘O’. The amount of glee that occurred after finding a book whose catalogue record stated had been missing for the last ten years is indescribable!

There were also larger puzzles that needed solving. I remember an instance in which the library held a book that had been reprinted many times in many different editions. Half these volumes were downstairs and the other half was upstairs in a completely different Dewey subject area. I ended up having to decide which area more appropriately suited the books and relocated them; however, their Dewey Decimal numbers were still rather odd as a result of having so many different editions of the book. Varying methods of differentiation had been applied, including the use of further numbers, the addition of publication years, and the addition of letters. I ended up researching the editions so that I could place them in chronological order and figure out their dates of publication (which are sometimes not disclosed when the book is self-published or published with very small publishers) before deciding on the configuration of letters and numbers that would make the most sense, re-labelling all the books, and finally reflecting all these confusing changes in the catalogue records.

In conclusion, I was delighted to have helped spearhead a project that I found quite exciting, that uncovered many library mysteries and missing items, and that would ultimately improve the quality of the collection’s searchability, access and representation, as well as track who has checked out what book and which books get requested the most. There were of course many other aspects of the project that expand out of the scope of this post, but the daily operations in regards to the records management of the library collection is well reflected. 
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Welcome

7/27/2020

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Welcome to the ARMA Vancouver blog. As virtual delivery becomes more important, we are launching our new space with a grant opportunity for all ARMA Vancouver members. It's easy to apply: just submit a blog post around 1000 words in length on a records and information management topic. Topic examples include case studies, work experiences, COVID and RIM, innovations and developments, technology, RIM strategies in various sectors, and many more! The possibilities are endless.

If you're passionate about your career in RIM and would like to gain some writing and publication experience, please submit your entry to info@armavancouver.ca. Entries may be edited for typographical errors, and we reserve the right to refuse entries that are inappropriate or do not conform to professional and ethical guidelines. Each member who submits a blog entry will receive a $100 grant from the Chapter, limit one grant per submitter.

​This is a great opportunity for students and new professionals to submit recent papers, or work experiences. We strongly encourage submissions on Indigenous topics or from professionals working in Indigenous contexts. Twenty grants are available and will be distributed on a first-come, first-serve basis. Group-written submissions are also encouraged. Thank you for helping kick off our blog and helping this space grow!
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